Ehlers, Inc.

Terms & Conditions

Disclaimers for Ehlers

No Investment Advice or Offers

Nothing in this Blog constitutes investment advice, including, but not limited to Ehlers filings with the Securities and Exchange Commission, Municipal Securities Rulemaking Board, or recommendations as to the suitability of any specific product or service. Ehlers provides public finance materials for convenience and information only. Additionally, none of these public finance materials, including, but not limited to website content are offers to sell or a solicitation of an offer to buy any product or service.

Forward Looking Information

Information on this site may contain certain forward-looking statements, which are subject to risks and uncertainties and speak only as of the date on which they are made. The words “believe,” “expect,” “anticipate,” “optimistic,” “intend,” “aim,” “will,” or similar expressions are intended to identify forward-looking statements. Readers are cautioned not to place undue reliance on these forward-looking statements, which speak only as of the date on which they are made. Ehlers undertakes no obligation to publicly update or revise any forward-looking statements. For more information, please contact a public finance or tax advisor.

Cautionary Note Regarding Forward-Looking Statements

This press release may contain forward-looking statements. Statements that are not historical or current facts, including statements about beliefs and expectations, are forward-looking statements and are subject to significant risks and uncertainties that are difficult to predict. These forward-looking statements cover, among other things, statements made about general economic and market conditions, our current deal pipelines, market share gains and trends, the environment and prospects for capital markets transactions and institutional brokerage activity, anticipated financial results (including expectations regarding revenue and expense levels, the compensation ratio, return on shareholders’ equity, and our quarterly run rate for non-compensation expenses), liquidity and capital resources, inventory positions, share repurchase plans or other similar matters. These statements involve inherent risks and uncertainties, both known and unknown, and important factors could cause actual results to differ materially from those anticipated or discussed in the forward-looking statements. Forward-looking statements speak only as of the date they are made, and readers are cautioned not to place undue reliance on them. Ehlers undertakes no obligation to update them in light of new information or future events.

Newsletters, Web Based Materials, Public Power Point Presentations and Presentation Handouts

The information contained herein reflects, as of the date hereof, the view of Ehlers & Associates, Inc. (or its applicable affiliate providing this publication) (“Ehlers”) and sources believed by Ehlers to be reliable. No representation or warranty is made concerning the accuracy of any data compiled herein. In addition, there can be no guarantee that any projection, forecast or opinion in these materials will be realized. Past performance is neither indicative of, nor a guarantee of, future results. The views expressed herein may change at any time subsequent to the date of publication hereof. These materials are provided for informational purposes only, and under no circumstances may any information contained herein be construed as “advice” within the meaning of Section 15B of the Securities and Exchange Act of 1934, or otherwise relied upon by you in determining a course of action in connection with any current or prospective undertakings relative to any municipal financial product or issuance of municipal securities. Ehlers does not provide tax, legal or accounting advice. You should, in considering these materials, discuss your financial circumstances and needs with professionals in those areas before making any decisions. Any information contained herein may not be construed as any sales or marketing materials in respect of, or an offer or solicitation of municipal advisory service provided by Ehlers, or any affiliate or agent thereof. References to specific issuances of municipal securities or municipal financial products are presented solely in the context of industry analysis and are not to be considered recommendations by Ehlers.



Any material contained in this message should not be used or interpreted as promoting or marketing Ehlers & Associates, Inc. or its affiliates, or otherwise construed as advice or a recommendation with respect to or any municipal financial product or issuance of municipal securities unless otherwise specifically noted herein. Any such advice or recommendation specifically noted herein is not intended or written to be used, and cannot be used/distributed, by the recipient without the express written consent of Ehlers & Associates, Inc. or its affiliates.

This message is being sent by or on behalf of Ehlers & Associates, Inc. It is intended for the exclusive use of its intended recipient and may contain information that is privileged or confidential or otherwise exempt from disclosure. If you are not the intended recipient or an employee or agent responsible for delivering this message to the intended recipient, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify us immediately by e-mail, discard any paper copies and delete all electronic files of the message. If you are not sure as to whether you are the intended recipient, please respond to the above e-mail address.

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