David Holleran
I love working for a company that plays a role in creating a meaningful and visible difference in the communities where my family lives and works.

David Holleran

Chief Compliance Officer/Principal
David Holleran

David is Ehlers’ Chief Compliance Officer and Business Operations Principal and also leads our Investment Advisory Team. David brings decades of experience in operations management through his work across many areas of financial services. He dedicates his time to building results-driven teams who are collaborative and deliver significant value to clients via accurate, ethical and efficient business practices.

As an avid runner, cyclist and triathlete, David loves to set personal goals and work with others to achieve their ambitions. For relaxation, he enjoys spending time outdoors with friends and family.

Areas of Expertise

  • Regulatory Compliance
  • Business Operations Management
  • Brokerage Operations
  • Underwriting


Bachelor of Science – Finance, Kelly School of Management at Indiana University
Master of Business Administration, St. Thomas University, St. Paul

Professional Affiliations & Memberships

National Association of Municipal Advisors (Compliance Committee Chairman)
Municipal Standards Rules Board (Continuing Education Subject Matter Expert)