Jason Roeske
I am excited to join Ehlers and contribute to our outstanding compliance reputation.

Jason Roeske

Chief Compliance Officer
Jason Roeske

Jason is Ehlers’ Chief Compliance Officer, bringing over 28 years of experience working in operations, compliance and trading (equities, options and bonds). He dedicates his time to building results-driven teams who are collaborative and deliver significant value to clients via accurate, ethical and efficient business practices. Prior to joining Ehlers, he was the Chief Compliance Officer at LoCorr Funds in Excelsior.

Jason resides in Plymouth with his wife and two 10-year-old ‘puppies.’ The couple also has two grown sons and tries to spend as much time as possible at their lake cabin up north fishing, hiking and boating.


Areas of Expertise

  • Regulatory Compliance
  • Business Operations Management
  • Brokerage Operations

Licenses & Certifications

FINRA Series 7 – General Securities Representative
FINRA Series 24 – General Securities Principal
FINRA Series 63 – Uniform Securities Agent

Education

Bachelor of Arts – Economics, Macalester College, St. Paul