Stephen has provided arbitrage calculations and bond compliance training since 2009 and uses this experience in his current role as Senior Arbitrage Consultant | Director of Arbitrage Consulting. Prior to joining the firm in 2018, Stephen managed the national arbitrage practice at Arbitrage Compliance Specialists, Inc. and spent nearly a decade prior working in the financial services industry. His proactive approach to arbitrage compliance guides clients through the complexities of Internal Revenue Service reporting requirements and rebate analysis.
When Stephen is not working, you’ll find him gaming, gardening, reading, swimming or just spending some quiet time watching movies with family.
Focus Areas
Pre-Issuance Arbitrage Guidance
Arbitrage Database Implementation & Management
Expenditure & Investment Analysis
Arbitrage Reporting
Internal Revenue Service Compliance
Internal Revenue Service Audit Response
Arbitrage Training
Licenses & Certifications
FINRA Series 6: Investment Company & Variable Contracts Products Representative (Inactive)
FINRA Series 63: Uniform Securities Agent (Inactive)
Professional Affiliation & Memberships
National Association of Bond Lawyers
Minnesota Government Financial Officers Association
Wisconsin Government Financial Officers Association
Education
Bachelor’s Degree in Financial Management, University of Colorado-Denver
Community Involvement
American Cancer Society – Donor
American Heart Association – Donor
Gulf Coast Blood Center – Donor
Junior Achievement – Volunteer
i9 Sports – Coach/Volunteer